Is broadridge-ir.com Safe? Security Analysis for Broadridge Financial Solutions, Inc.
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Below Finance avg (78)
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SEQ SIA
Lastadijas 12 k-3, Riga, Latvia, LV-1050
Reg. No. 40203410806 • VAT LV40203410806
Support: guard@offseq.com • +371 2256 5353
AI Summary
Broadridge Financial Solutions, Inc. is a global fintech leader specializing in business transformation through next-generation technologies. The company provides critical solutions in corporate governance, capital markets, and wealth and investment management, targeting investors, shareholders, analysts, and students. Their market position is strong with a focus on recurring revenue and comprehensive investor relations services. The website reflects a mature digital presence with extensive financial disclosures, investor communications, and sustainability reporting. Technically, the site is built on ASP.NET WebForms and leverages Q4 Inc.'s investor relations platform, integrating modern JavaScript libraries and analytics tools. The security posture is solid with HTTPS enforcement, anonymized IP tracking, and anti-CSRF protections, though it lacks some advanced security headers and explicit incident response information. Privacy compliance is well addressed with comprehensive policies, though cookie consent mechanisms could be improved. Overall, the site is professional, trustworthy, and well-optimized for its audience, but the absence of WHOIS data introduces some uncertainty in domain legitimacy.
Detected Technologies
6 urgent findings need attention
6 high
Keep broadridge-ir.com under constant watch
Guard tracks your live infrastructure daily: certificate expiry, DNS & mail authentication drift, uptime changes, subdomain inventory, and unexpected tracker or content shifts. A full timeline captures every diff so you can prove remediation and spot regressions instantly.
Security drift alerts
Risk score drops, new high-severity issues, and header hardening gaps
Compliance watch
GDPR / NIS2 posture changes with governance evidence snapshots
Infrastructure surface
Unexpected open services, SSL expiry, DNS & email authentication changes
Content & tracker intelligence
Marketing tech shifts, analytics drift, and AI recommendation updates
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Security Headers
6 findings
45/100
GDPR Compliance
2 findings
83/100
NIS2 Compliance
8 findings
17/100
Email Security
4 findings
70/100
🧠AI Business Intelligence
Technology stack, business insights, and market analysis powered by AI.
Business Intelligence
Market & Strategic Analysis
Broadridge operates in the finance and technology sectors, delivering fintech solutions that enable corporate governance and capital markets operations. Their business model revolves around providing SaaS and technology-enabled services with a strong emphasis on recurring revenue streams. The company targets institutional investors, shareholders, and financial analysts, supported by a robust ecosystem of investor communications and regulatory filings. Growth indicators include consistent dividend increases and strong revenue retention. The partnership ecosystem includes Q4 Inc. for digital investor relations technology. Strategic observations highlight Broadridge's leadership in fintech innovation and its commitment to sustainability and governance.
Security Posture Analysis
Comprehensive Security Assessment
The website demonstrates a mature security posture with HTTPS enforced site-wide, use of anti-CSRF tokens in forms, and anonymized IP tracking in analytics. However, there is no evidence of security headers such as Content-Security-Policy or X-Frame-Options, which are recommended for enhanced protection. The absence of a published vulnerability disclosure policy or security.txt file limits transparency in security incident handling. No incident response contact information is provided, which could hinder timely reporting and mitigation of security issues. Overall, the security practices are good but could be improved by adopting additional headers, explicit incident response channels, and vulnerability disclosure mechanisms.
Strategic Recommendations
Priority Actions for Security Improvement
Implement security headers including Content-Security-Policy, X-Frame-Options, and Strict-Transport-Security to enhance protection against common web attacks.
✨Observations
AI-powered comprehensive website and business analysis.
AI-Enhanced Website Analysis
Business Insights
Broadridge Financial Solutions, Inc.
Broadridge is a global Fintech leader driving business transformation. They leverage next-generation technologies to provide industry solutions for corporate governance, capital markets, and wealth and investment management.
excellent
consistent
Technical Stack
moderate
good
good
good
Security Assessment
- HTTPS enforced
- Anonymized IP tracking in analytics
- Anti-CSRF tokens in forms
- No exposed sensitive data in HTML
Analytics & Tracking
Advertising & Marketing
Website Quality Assessment
Key Observations
Website is fully accessible with rich investor relations content
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🛡️Security Headers
HTTP security headers analysis and recommendations.
Security Headers
HTTP security headers analysis
Missing X-Frame-Options header
HIGHPrevents clickjacking attacks
Missing Content-Security-Policy header
HIGHControls resources the browser is allowed to load
Weak X-XSS-Protection configuration
LOWCurrent value: "0"
Missing Referrer-Policy header
LOWControls referrer information sent with requests
Missing Permissions-Policy header
MEDIUMControls browser features and APIs
Sensitive data may be cached
LOWCache-Control header should include "no-store" for sensitive pages
👤GDPR Compliance
Privacy and data protection assessment under GDPR regulations.
GDPR Compliance
Privacy and data protection assessment
No Data Protection Officer mentioned
LOWLarge organizations may need to designate a DPO under GDPR
Privacy policy may not be GDPR compliant
MEDIUMPrivacy policy lacks explicit GDPR compliance elements
GDPR Compliance Analysis
🛡️NIS2 Compliance
Network & Information Security Directive compliance assessment.
NIS2 Compliance
Network & Information Security Directive
No information security framework found
HIGHNIS2 requires documented cybersecurity and information security measures
No vulnerability disclosure policy
MEDIUMNIS2 encourages coordinated vulnerability disclosure
No security policy documentation found
HIGHNIS2 requires documented cybersecurity governance and risk management
No incident response procedures found
HIGHNIS2 requires documented incident response and business continuity plans
No business continuity planning found
MEDIUMNIS2 emphasizes operational resilience and business continuity
No security contact information
HIGHNIS2 requires clear incident reporting channels
No vulnerability reporting mechanism
MEDIUMClear vulnerability reporting supports coordinated disclosure
No NIS2 reference found
LOWConsider explicitly mentioning NIS2 compliance efforts
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📧Email Security
SPF, DKIM, and DMARC validation and email security assessment.
Email Security
SPF, DKIM, and DMARC validation
No DKIM record found
MEDIUMDKIM adds cryptographic signatures to emails
No BIMI Record
LOWBIMI displays brand logos in email clients
No MTA-STS Policy
MEDIUMMTA-STS enforces TLS for email delivery
No TLS-RPT Record
LOWTLS-RPT provides reporting for email TLS issues
SPF Details
DMARC Details
🏆SSL/TLS Security
Certificate validity and encryption analysis.
SSL/TLS Security
Certificate validity and encryption analysis
SSL Certificate Expires Within 90 Days
MEDIUMSSL certificate expires in 75 days
Mixed Content Detected
MEDIUM1 resources loaded over insecure HTTP
Partial SSL/TLS Assessment
LOWCompleted 2 of 4 security checks due to time constraints
Certificate Details
OCSP Status
📊DNS Health
DNS configuration and security assessment.
DNS Health
DNS configuration and security assessment
DNSSEC Not Enabled
MEDIUMDNSSEC is not configured for this domain
Domain Registration Details
DNS Records
DNSSEC Status
DNS Performance
SPF Analysis
⚡Network Security
Port scanning and network exposure analysis.
Network Security
Port scanning and network exposure analysis
Good Network Security Posture
LOWNo unnecessary services detected on common risky ports
How does broadridge-ir.com compare?
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🔧Technical Analysis
Detailed technical findings and analysis from AI assessment.
Technical Analysis
Comprehensive security assessment findings
Additional Findings
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Marketing Intelligence
Contact emails, phone numbers & warm leads
Plan Comparison
| Feature | PDF Report | Marketing+ |
|---|---|---|
| Full security analysis | ||
| Professional PDF export | ||
| Email delivery | ||
| Lifetime access + unlock code | ||
| Contact emails & phones | — | |
| Marketing outreach data | — |
Already purchased?
Order summary
Digital reports are delivered immediately after payment. By continuing you acknowledge the withdrawal waiver described in our Returns & Refunds policy.
Secure payments processed via EveryPay. Prices in EUR; Incl. 21% VAT.
SEQ SIA
Lastadijas 12 k-3, Riga, Latvia, LV-1050
Reg. No. 40203410806 • VAT LV40203410806
Support: guard@offseq.com • +371 2256 5353
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